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A Decade of Challenge & Development(publication) ---- 《十載挑戰(zhàn)與發(fā)展》(刊物)
A Policy Paper on Securities and Futures Market Reform ---- 《證券及期貨市場改革政策文件》
abnormal item ---- 非正常項目
about order ---- 近價盤
above par ---- 高于面值
above the line ---- 線上項目
Academic Advisory Committee(SFC) ---- 學(xué)術(shù)界諮詢委員會(證監(jiān)會)
Academic and Accreditation Advisory Committee (AAAC) (SFC) ---- 學(xué)術(shù)評審諮詢委員會(證監(jiān)會)
accelerated depreciation ---- 加速折舊
accept order ---- 接價盤
acceptance ---- 承兌
acceptance house ---- 承兌行
accomodation bill ---- 融通票據(jù)
Account Transfer Instruction (ATI) ---- 戶口轉(zhuǎn)移指示
accountability ---- 責(zé)任承擔；問責(zé)
accountants' report ---- 會計師報告
accounting equation ---- 會計程式
accounting period ---- 會計期間
accounting practice ---- 會計慣例；會計實務(wù)
Accounting Society of China (ASC) ---- 中國會計學(xué)會
accounting standard ---- 會計準則；會計標準
accounting treatment ---- 會計處理方式
accounts payable ---- 應(yīng)付賬款
accounts receivable ---- 應(yīng)收賬款
accretion ---- 增值
accrual basis(accounting) ---- 應(yīng)計制；權(quán)責(zé)發(fā)生制*(會計)
accrued expenses ---- 應(yīng)計費用
accrued interest ---- 應(yīng)計利息
accrued revenue ---- 應(yīng)計收益
accumulated depreciation ---- 累計折舊；累積折舊
accumulated interest ---- 累計利息；累積利息
accumulated profits ---- 累計利潤；累積利潤
acid-test ratio ---- 酸性測試比率
acquisition ---- 收購
acquisition of shells ---- 買殼
acting in concert ---- 一致行動
active business pursuits(GEM) ---- 活躍業(yè)務(wù)紀錄(創(chuàng)業(yè)板)
active market ---- 交投活躍
actual market ---- 現(xiàn)貨市場
actual price ---- 現(xiàn)貨價
actual useful life ---- 實際可用年期
actuary ---- 精算師
ad valorem stamp duty ---- 從價印花稅
add-on ---- 附加利益；優(yōu)惠
additional AMS terminal user ---- 附加自動對盤終端機用家
additional margin ---- 額外按金
Adjudication Division ---- 審裁科
adjustable rate mortgage (ARM) ---- 調(diào)息按揭
adjusted basis ---- 調(diào)整基數(shù)
adjusted net assets ---- 調(diào)整后資產(chǎn)凈值
adjusted net tangible assets ---- 調(diào)整后有形資產(chǎn)凈值
adjustment ---- 調(diào)整
administering bank ---- 承辦銀行；經(jīng)辦銀行
admissible securities value ---- 證券的認可價值
admitted value ---- 認可值
advance ---- 墊款
advance booking form ---- 排期申請表格
Advertising Guidelines for Collective Investment Schemes ---- 《集合投資計劃的廣告宣傳指引》
Advertising Guidelines for Pooled Retirement Funds ---- 《集資退休基金的廣告宣傳指引》
Advisory Committee(SFC) ---- 諮詢委員會(證監(jiān)會)
Advisory Specialist Group ---- 專家諮詢小組
affiliate; affiliated company ---- 聯(lián)屬公司
after market / aftermarket ---- 二級市場
after-hours dealing ---- 收市后交易
after-tax profits ---- 稅后盈利；稅后利潤；稅后溢利
after-tax real rate of return ---- 稅后實際回報率
afternoon session ---- 午市
agency account ---- 代理戶口；代客買賣戶口
Agency Share Transfer System (Mainland China) ---- 代辦股份轉(zhuǎn)讓系統(tǒng) (中國內(nèi)地)
agency trade ---- 經(jīng)紀交易；代客買賣
agent ---- 代理人
aggregate auction ---- 集合競價
aggregate market value ---- 總市值
aging analysis of accounts ---- 賬齡分析
alert message ---- 訊息提示
All Ordinaries Index (AOI) ---- ---- 所有普通股指數(shù)
all-or-none order ---- 全部完成或放棄買賣盤
allotment ---- 配發(fā)；股份配發(fā)
allottee ---- 獲配發(fā)人
allowance(accounting) ---- 備抵(會計)
allowance for bad and doubtful debts ---- 壞賬及呆賬備抵
alpha coefficient ---- alpha 系數(shù)
alternate ---- 替任人
alternative investment ---- 另類投資
Alternative Investment Market (AIM)(UK) ---- 另項投資市場(英國)
amalgamation ---- 合并
Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters ---- 上市事宜諒解備忘錄補篇(重訂版)
American Chamber of Commerce (AMCHAM) ---- 美國商會
American depository receipt (ADR) ---- 美國預(yù)托證券
American Stock Exchange (AMEX) ---- 美國證券交易所
American style option ---- 美式期權(quán)
amortisation ---- 攤銷
AMS order book ---- 自動對盤系統(tǒng)未完成買賣盤紀錄
AMS Second Terminal ---- 自動對盤系統(tǒng)第二終端機
annual accounts ---- 年度賬目
annual general meeting (AGM) ---- 股東周年大會
annual report ---- 年報
Appeals Panel(SFC) ---- 上訴委員會(證監(jiān)會)
appetite for risk ---- 風(fēng)險容量
Application Programming Interface (API) ---- 應(yīng)用程式界面
Applied Research Fund ---- 應(yīng)用研究基金
appreciation ---- 增值
appropriation ---- 撥款
approved borrower ---- 核準借入人
approved deposit fund ---- 認可存款基金
approved lending agent ---- 核準借出代理人
approved redeemable share ---- 核準可贖回股份
arbitrage ---- 套戥；套匯*；套利*
arbitrary scale up method ---- 隨意提增法
arithmetic average; arithmetic mean (statistics) ---- 算術(shù)平均數(shù)(統(tǒng)計)
arm's length transaction ---- 公正交易
arrears ---- 積欠款項；欠款
articles of association ---- 組織章程；組織細則
ASEAN Free Trade Area (AFTA) ---- 東盟自由貿(mào)易區(qū)
ASEAN Regional Forum ---- 東盟地區(qū)論壇
Asia-Pacific Central Securities Depository Group (ACG) ---- 亞太區(qū)中央證券存管處組織
Asia Pacific Economic Cooperation (APEC) ---- 亞太經(jīng)濟合作組織
Asia Pacific Loan Market Association ---- 亞太貸款市場協(xié)會
Asia Pacific Regional Committee (APRC) of IOSCO ---- 國際證監(jiān)會組織亞太區(qū)委員會
Asian Development Bank (ADB) ---- 亞洲開發(fā)銀行
Asian dollar bond ---- 亞洲美元債券
Asian dollar market ---- 亞洲美元市場
Asian Securities' Analysts Council (ASAC) ---- 亞洲證券分析員公會
Asian Securities Analysts Federation ---- 亞洲證券分析家協(xié)會
ask price; asked price ---- 沽盤價；賣盤價
asset ---- 資產(chǎn)
asset allocation ---- 資產(chǎn)調(diào)配；資產(chǎn)調(diào)度
asset coverage ---- 資產(chǎn)覆蓋率；資產(chǎn)保證
asset injection ---- 注入資產(chǎn)
asset stripper ---- 「拆骨專家」
asset stripping ---- 拆賣資產(chǎn)；資產(chǎn)拆賣
asset swap ---- 資產(chǎn)調(diào)換
asset-backed securities (ABS) ---- 抵押證券；有資產(chǎn)支持的債務(wù)證券
assignee ---- 受讓人；承讓人；獲分配人士
assignment ---- 轉(zhuǎn)讓
assignment(options) ---- 指定分配(期權(quán))
assignor ---- 轉(zhuǎn)讓人
assistant supervisor(GEM) ---- 助理主管(創(chuàng)業(yè)板)
associate ---- 聯(lián)系人士
associate; associate company; associated company ---- 聯(lián)營公司
associated person ---- 相聯(lián)人
Association Cambiste Internationale ---- 國際外匯同業(yè)聯(lián)會
Association for Investment Management and Research (AIMR) ---- 投資管理研究聯(lián)會
Association of Chartered Certified Accountants, The ---- ---- 特許公認會計師公會
Association of International Accountants, The ---- ---- 國際會計師公會
Association of National Numbering Agencies (ANNA) ---- 國際編碼機構(gòu)協(xié)會
Association of South-East Asian Nations (ASEAN) ---- 東南亞國家協(xié)會（東協(xié)）
Association of Stockbrokers in Hong Kong (1891) ---- 香港經(jīng)紀協(xié)會（1891年）
at-auction limit order ---- 競價限價盤
at-auction order ---- 競價盤
at-best order ---- 最佳價格盤
at-the-close order ---- 收市盤；尾盤
at-the-money option ---- 平價期權(quán)；等價期權(quán)
at-the-opening order ---- 開市盤；頭盤
ATI Batch File Transfer ---- 戶口轉(zhuǎn)移指示整批檔案傳送
attributable equity interest ---- 應(yīng)占股權(quán)
auction ---- 競價投標
auction(= open outcry) ---- 口頭競價(= 公開喊價)
auction market ---- 競價市場
Audit Committee(SFC) ---- 核數(shù)委員會(證監(jiān)會)
Audit Committee ---- 審核委員會
audit test ---- 稽核測試
audit trail ---- 審核線索；復(fù)核/追查根據(jù)
audited accounts ---- 經(jīng)審核賬目
auditor ---- 核數(shù)師；審計師*
auditors' report ---- 核數(shù)師報告
austerity measures ---- 緊縮措施
Australian Securities and Investments Commission (ASIC) ---- 澳洲證券及投資監(jiān)察委員會（澳洲證監(jiān)會）
Australian Stock Exchange (ASX) ---- 澳洲證券交易所
authorised capital ---- 法定股本
authorised clerk ---- 出市員；出市代表
authorised fund ---- 認可基金
authorised representative ---- 授權(quán)代表
authorised user ---- 認可用戶
automatched stock ---- 自動配對股份
automated screen trading system (AST system) ---- 自動熒幕交易系統(tǒng)
automatic exercise(options) ---- 自動行使(期權(quán))
Automatic Order Matching and Execution System (AMS) ---- 自動對盤及成交系統(tǒng)（自動對盤系統(tǒng)）
Automatic Order Matching and Execution System / Second Generation（AMS/2） ---- 第二代自動對盤及成交系統(tǒng)
（第二代自動對盤系統(tǒng)）
Automatic Order Matching and Execution System / Third Generation (AMS/3) ---- 第三代自動對盤及成交系統(tǒng)
（第三代自動對盤系統(tǒng)）
average daily turnover ---- 平均每日成交額
average value order ---- 平均價盤
B/C date ---- see book close date
Bear ELI ---- see Bear Equity Linked Instrument
BESS ---- see Brokers' Electronic Support Services
BFI ---- see Brokers' Fidelity Insurance Scheme
BIS ---- see Bank for International Settlements
BSS ---- see Broker Supplied System
BTF ---- see Block Trade Facility; Block Trading Facility
Bull ELI ---- see Bull Equity Linked Instrument ----
back month; distant month ---- 遠期月份
back office ---- 后勤辦公室
back-office system ---- 辦公室后勤系統(tǒng)；辦公室后勤運作系統(tǒng)
backdoor listing ---- 借殼上市
backup interactive line ---- 后備聯(lián)線通訊線路
bad debt ---- 壞賬
bait order ---- 餌盤
balance ---- 結(jié)余；余額
balance of payments ---- 國際收支平衡；國際收支差額
balance sheet ---- 資產(chǎn)負債表
balance sheet date ---- 年結(jié)日
balance sheet equation ---- 資產(chǎn)負債表編制程式
balancing item ---- 平衡項目
bank confirmation ---- 銀行確認書；銀行證明文件
Bank for International Settlements (BIS) ---- 國際結(jié)算銀行
Bank of England ---- 英倫銀行
Bank of Japan ---- 日本中央銀行
bank reconciliation statement ---- 銀行對賬表
banker's acceptance ---- 銀行承兌匯票
banking company ---- 銀行
banking facility ---- 銀行融通額；銀行融資額
Banking Ordinance ---- 《銀行業(yè)條例》
banner barter transaction ---- 以物易物的虛晃交易
bare trustee ---- 被動受托人
barrier warrant ---- 定界認股證
base day ---- 基準日
base listing document．nbsp---- 基礎(chǔ)上市文件
Basel Agreement ---- ---- 巴塞爾協(xié)議
Basel Committee on Banking Supervision (Basel Committee) ---- ---- 巴塞爾銀行監(jiān)管委員會 (巴塞爾委員會)
Basel Concordat ---- ---- 巴塞爾協(xié)定
basis point ---- 點子；基點
basket of currencies ---- 一籃子貨幣
basket warrant ---- 一籃子權(quán)證；一籃子備兌證
batch settlement run ---- 多批交收處理程序
Bear Equity Linked Instrument
(Bear ELI) ---- 「看跌」股票掛鉤票據(jù)
bear market ---- 熊市
bear position ---- 空倉；空頭*
bear raid ---- 瘋狂拋售
bearer securities ---- 不記名證券
Bearer Treasury(Mainland China) ---- 不記名式國庫券(中國內(nèi)地)
below par ---- 低于面值
below the line ---- 線下項目
benchmark mortgage pool ---- 按揭貸款基準組合
benchmark yield curve ---- 基準收益率曲線
beneficial holder ---- 實益持有人
beneficial interests ---- 實益權(quán)益
beneficial owner ---- 實益擁有人
beneficiary ---- 受益人
benefits-in-kind ---- 實物利益
best execution price ---- 最佳成交價
Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA) ---- 《認可機構(gòu)披露財務(wù)資料的最佳執(zhí)行指引》
(金管局)
best price ---- 最佳價格
beta coefficient ---- 「啤打」系數(shù)
beta test mode ---- 反饋測試模式
bid price ---- 買價；買盤價
bid-asked spread ---- 買賣差價
bidder ---- 買家
Big Bang(UK) ---- 金融大改革(英國)
bilateral netting ---- 雙邊凈額結(jié)算
bill of exchange ---- 匯票
binomial option pricing model ---- 「二項式」期權(quán)定價模式
Black-Scholes option pricing model ---- 「柏力克－舒爾斯」期權(quán)定價模式
"black out" period ---- 限制買賣期
blanket waiver ---- 全面豁免；一般豁免
block order ---- 大額買賣盤
block trade ---- 大手交易；大宗交易*；大額交易
Block Trade Facility; Block Trading Facility (BTF) ---- 大手交易機制；大手交易設(shè)施
blocking period ---- 暫停時段
blue chip ---- 藍籌股
board lot ---- 手；買賣單位
board of directors ---- 董事會
boiler room ---- ---- 鍋爐室
bond ---- 債券
bonus issue ---- 派送股份；派送紅股；紅股發(fā)行
bonus share ---- 紅股
book building method ---- 累計投標制
book close date (B/C date) ---- 截止過戶日期
book closure period ---- 停止過戶期間
book entry ---- 賬面記錄；賬面過賬
book runner ---- 配售經(jīng)辦人
book value ---- 賬面值
bought deal ---- 全數(shù)包銷
branch certificate ---- 分行證明書
breadth of the market ---- 市場闊度
breakeven point ---- 損益平衡點；打和點
bridging loan ---- 過渡性貸款
Broker Activities Working Team ---- 經(jīng)紀活動工作小組
Broker Participant(CCASS Participants) ---- 經(jīng)紀參與者(中央結(jié)算系統(tǒng)參與者)
Broker Supplied System (BSS) ---- 經(jīng)紀自設(shè)系統(tǒng)
Broker's Representatives Course ---- 經(jīng)紀代表課程
Broker's Representatives Examination ---- 經(jīng)紀代表考試
Brokers' Accounting System ---- 經(jīng)紀會計系統(tǒng)
Brokers' Electronic Support Services (BESS) ---- 經(jīng)紀后勤辦公室支援服務(wù)
Brokers' Fidelity Insurance Committee ---- 經(jīng)紀忠誠保險計劃委員會
Brokers' Fidelity Insurance Scheme (BFI) ---- 經(jīng)紀忠誠保險計劃
brokerage ---- 經(jīng)紀傭金
brokerage house ---- 經(jīng)紀行
brought forward(accounting) ---- 承前(會計)
browse and pick ---- 瀏覽及挑選
bubble economy ---- 泡沫經(jīng)濟
bucketing ---- 對敲
bulk registration service ---- 大批登記服務(wù)
Bull Equity Linked Instrument
(Bull ELI) ---- 「看漲」股票掛鉤票據(jù)
bull market ---- 牛市
bull position ---- 長倉；多頭*
Bulletin Board ---- 交易議價板
business day ---- 營業(yè)日
business registration certificate ---- 商業(yè)登記證
butterfly spread ---- 蝶式買賣
buy and hold strategy ---- 囤倉策略
buy in ---- 補購
buy order ---- 買盤
buy-back(cf repurchase agreement) ---- 回購
buy-out / buyout ---- 收購
CAPI ---- see China Association for the Promotion of Investment
CASIF ---- see Chinese Association of Securities Investment Funds, The
CBO ---- see Collateralised Bond Obligation
CBOE ---- see Chicago Board Options Exchange
CBOT ---- see Chicago Board of Trade
CBRC ---- see China Banking Regulatory Commission
CCASS ---- see Central Clearing and Settlement System
CCMS ---- see Common Collateral Management System
CCP ---- see Central Counterparty
CCSD ---- see Conference of Central Securities Depositories
CDC ---- see China Governmnet Securities Depository Trust & Clearing Co. Ltd.
CDR ---- see China depository receipt
CEDEL ---- see Centrale de Livraison de Valeurs Mobilieres(Europe)
CEPA ---- see Closer Economic Partnership Arrangement
CFA ---- see Corporate Finance Association
CFTC ---- see Commodity Futures Trading Commission(US)
CGT ---- see capital gains tax
CHATS ---- see Clearing House Automated Transfer System
CHESS ---- see Clearing House Electronic Subregister System(Australia)
CHIS ---- see Computershare Hong Kong Investor Services Limited
CICPA ---- see Chinese Institute of Certified Public Accountants
CIMA ---- see Chartered Institute of Management Accountants
CIRC ---- see China Insurance Regulatory Commission
CIS ---- see collective investment schemes
CLO ---- see Collateralised Loan Obligation
CME ---- see Chicago Mercantile Exchange
CMU ---- see Central Moneymarkets Unit(HKMA)
CNS ---- see continuous net settlement
COD ---- see cash on delivery
COP ---- see Calculated Opening Price
CPI ---- see Capital Protected Instrument
CPT ---- see Continuous Professional Training
CSDCC ---- see China Securities Depository and Clearing Corporation Limited
CSRC ---- see China Securities Regulatory Commission
cabinet bid ---- 微值入價；微值交易
cabinet trade ---- 微值交易
Cadbury Committee(UK) ---- 凱伯里委員會(英國)
Cadbury Report(UK) ---- 凱伯里報告書(英國)
Calculated Opening Price (COP) ---- 擬定開市價格
calendar spread(options) ---- 跨期買賣(期權(quán))
call market ---- 短期同業(yè)拆放市場
call option ---- 認購期權(quán)
call premium(bonds) ---- 贖回溢價(債券)
call spread derivative warrant ---- 跨價衍生權(quán)證
call warrant ---- 認購權(quán)證；回購權(quán)證
call writer ---- 認購期權(quán)沽出者
call-over ---- 公開作價
cancelled share ---- 注銷股份
candlestick chart ---- 陰陽燭圖；燭柱圖
capital account ---- 資本賬；資本項目*
capital adequacy ---- 資本充裕程度
capital adequacy ratio ---- 資本充裕/充足比率
capital adjustment ---- 資本調(diào)整
capital appreciation ---- 資本增值
capital expenditure ---- 資本支出
capital formation ---- 資本籌集；集資
capital gain ---- 資本增值；資本增益
capital gains tax (CGT) ---- 資本增值稅；資本增益稅
capital loss ---- 資本虧損
capital market ---- 資本市場
capital plus warrant ---- 資本增值權(quán)證
capital preservation product ---- 保本產(chǎn)品
Capital Protected Instrument (CPI) ---- 保本證
capital reserve ---- 資本儲備
capital value ---- 資本值
capitalisation ---- 資本化；市值
capitalisation issue ---- 資本化發(fā)行；資金股本化
capitalisation of interest ---- 利息資本化
carried forward(accounting) ---- 結(jié)轉(zhuǎn)(會計)
carry trade ---- 利差交易
cash alternative ---- 現(xiàn)金選擇
cash client ---- 現(xiàn)金客戶
cash commission rebate;
cash rebate ---- 現(xiàn)金回傭
cash company ---- 現(xiàn)金資產(chǎn)公司
cash flow ---- 現(xiàn)金流向；現(xiàn)金周轉(zhuǎn)
cash flow statement ---- 現(xiàn)金流動表
cash market ---- 現(xiàn)貨市場
Cash Market Consultative Panel ---- 現(xiàn)貨市場諮詢小組
cash marks ---- 現(xiàn)金差額繳款
cash on delivery (COD) ---- 貨銀對付；現(xiàn)金交收
cash prepayment service ---- 款項預(yù)繳服務(wù)
cash price ---- 現(xiàn)貨價
cash settled ELI ---- 以現(xiàn)金折算的息股證
cash settlement ---- 現(xiàn)金交收
"Caveat Emptor" (let the buyer beware) ---- 「買者自負」原則
CCASS/3 ---- 新一代中央結(jié)算系統(tǒng)
CCASS Depository ---- 中央結(jié)算系統(tǒng)證券存管處
CCASS Guarantee Fund ---- 中央結(jié)算系統(tǒng)保證基金
CCASS Internet System ---- 中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng)
CCASS Operational Procedures ---- 《中央結(jié)算系統(tǒng)運作程序規(guī)則》
CCASS Participant & Designated Bank List ---- 《中央結(jié)算系統(tǒng)參與者及指定銀行名錄》
CCASS Phone System ---- 「結(jié)算通」電話系統(tǒng)
"cease and desist" order ---- 「終止及停止」令
ceiling-floor agreement ---- 上下限協(xié)議
censure ---- 譴責(zé)；指責(zé)
Central Clearing and Settlement System (CCASS) ---- 中央結(jié)算及交收系統(tǒng)（中央結(jié)算系統(tǒng)）
central counterparty (CCP) ---- 中央結(jié)算對手
central depository ---- 中央存管處
Central Moneymarkets Unit (CMU)(HKMA) ---- 債務(wù)工具中央結(jié)算系統(tǒng)(金管局)
central nominee ---- 中央代理人
central order book ---- 中央買賣盤紀錄
central transaction log ---- 中央交易紀錄
Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe) ---- 中央證券交收系統(tǒng)(歐洲)
centralised borrowing and lending system ---- 中央股份借貸系統(tǒng)
certificate of incorporation ---- 公司注冊證書
certificate replacement service ---- 補發(fā)證書服務(wù)
Certificate Treasury(Mainland China) ---- 憑證式國庫券(中國內(nèi)地)
certificated shareholder ---- 憑證式股東
chain principle ---- 連鎖關(guān)系原則
Chamber of Hong Kong Listed Companies ---- 香港上市公司商會
change of domicile ---- 遷冊
change of year end ---- 更改財政年度結(jié)算日期
charge ---- 抵押；押記；收費
charging structure ---- 收費結(jié)構(gòu)
chartered financial analyst ---- 特許財務(wù)分析員
Chartered Institute of Management Accountants (CIMA) ---- 特許管理會計師公會
CHATS Payment Instruction ---- 票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)付款指示
Chicago Board of Trade (CBOT) ---- 芝加哥期貨交易所
Chicago Board Options Exchange (CBOE) ---- 芝加哥期權(quán)交易所
Chicago Mercantile Exchange (CME) ---- 芝加哥商品交易所
chief dealer ---- 首席交易員
China Association for the Promotion of Investment (CAPI) ---- 中國投資發(fā)展促進會
China Banking Regulatory Commission (CBRC) ---- 中國銀行業(yè)監(jiān)督管理委員會（中國銀監(jiān)會）
China Beijing Equity Exchange ---- 北京產(chǎn)權(quán)交易所
China depository receipt (CDR) ---- 中國預(yù)托證券；中國存托憑證*
China Government Securities Depository Trust & Clearing Co. Ltd. (CDC) ---- 中央國債登記結(jié)算有限責(zé)任公司(中央國債登記結(jié)算公司)
China Insurance Regulatory Commission (CIRC) ---- ---- 中國保險監(jiān)督管理委員會（中國保監(jiān)會）
China International Economic and Trade Arbitration Commission ---- 中國國際經(jīng)濟貿(mào)易仲裁委員會
China Securities Depository & Clearing Corporation Limited (CSDCC) ---- 中國證券登記結(jié)算有限責(zé)任公司（中國結(jié)算公司）
China Securities Regulatory Commission (CSRC) ---- 中國證券監(jiān)督管理委員會（中國證監(jiān)會）
China Securities Regulatory Commission Official Bulletin (publication) ---- 《中國證券監(jiān)督管理委員會公告》(刊物)
China Stock Markets Web ---- 中國證券市場網(wǎng)頁
Chinese Association of Securities Investment Funds, The (CASIF) ---- 中國證券業(yè)協(xié)會基金公會
Chinese Gold and Silver Exchange Society, The ---- 金銀業(yè)貿(mào)易場
Chinese Institute of Certified Public Accountants (CICPA) ---- 中國注冊會計師協(xié)會
Chinese News System ---- 中文資訊系統(tǒng)
Chinese Wall ---- 職能劃分制度；職能分管制度
churning ---- 頻密交易
circuit breaker ---- 跌停板措施；自動暫緩交易機制
circuit fee ---- 線路費
Circular on Provision of Financial Information on the Internet - Licensing Requirements(SFC) ---- 有關(guān)在互聯(lián)網(wǎng)上提供財經(jīng)資訊的通告 - 發(fā)牌規(guī)定(證監(jiān)會)
claim notice ---- 索償通知
class action shareholder lawsuit ---- 股東集體訴訟
claw back mechanism ---- 回補機制
Clear Talk(publication) ---- 《結(jié)算縱橫》(刊物)
clearing ---- 結(jié)算；清算*
Clearing Agency Participant(CCASS Participants) ---- 結(jié)算機構(gòu)參與者(中央結(jié)算系統(tǒng)參與者)
clearing agreement ---- 結(jié)算協(xié)議書
Clearing Consultative Panel ---- 結(jié)算諮詢小組
clearing house ---- 結(jié)算所
Clearing House Automated Transfer System (CHATS) ---- 票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)
Clearing House Electronic Subregister System (CHESS)(Australia) ---- 結(jié)算所電子附屬登記系統(tǒng)(澳洲)
Clearing Participant(options trading) ---- 結(jié)算參與者(期權(quán)買賣)
clearing price ---- 結(jié)算價；清算價*
client account ---- 客戶戶口
Client Identity Rule(SFC) ---- 客戶身分規(guī)則(證監(jiān)會)
client margin ---- 客戶按金
client server architecture ---- 客戶伺服器結(jié)構(gòu)
client's agreement ---- 客戶協(xié)議書；客戶合約
close out ---- 平倉；結(jié)清
closed-end fund ---- 閉端式基金
Closer Economic Partnership Arrangement (CEPA) ---- ---- 更緊密經(jīng)貿(mào)關(guān)系安排
closing buy(options) ---- 平買入倉(期權(quán))
closing contract ---- 平倉合約
closing price ---- 收市價；收盤價
closing sale(options) ---- 平賣出倉(期權(quán))
closing stock ---- 期末存貨
closing transaction ---- 平倉交易
closure of books; closure of register ---- 暫停辦理過戶登記手續(xù)
cluster server ---- 群集式伺服器
Coalition on Service Industry(Hong Kong General Chamber of Commerce) ---- 服務(wù)業(yè)聯(lián)會(香港總商會)
Code of Banking Practice(HKMA) ---- 《銀行營運守則》(金管局)
Code of Best Practice ---- 《最佳應(yīng)用守則》
Code of Conduct ---- 《操守準則》
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission ---- 《證券及期貨事務(wù)監(jiān)察委員會持牌人或注冊人操守準則》
Code of Conduct for Share Registrars (SFC) ---- ---- 《股份登記機構(gòu)操守準則》(證監(jiān)會)
Code of Conduct for Sponsors and Independent Financial Advisers ---- ---- 《保薦人及獨立財務(wù)顧問的操守準則》
Code of Conduct Regulations ---- 《專業(yè)操守規(guī)例》
Code on Investment-linked Assurance Schemes ---- 《與投資有關(guān)的人壽保險計劃守則》
Code on Pooled Retirement Funds ---- 《集資退休基金守則》
Code on Real Estate Investment Trusts ---- 《房地產(chǎn)投資信托基金守則》
Code on Share Repurchases ---- 《公司購回本身股份守則》
（《股份購回守則》）
Code on Takeovers and Mergers ---- 《公司收購及合并守則》
Code on Unit Trusts and Mutual Funds ---- 《單位信托及互惠基金守則》
cold shoulder order ---- 冷淡對待令
collateral ---- 抵押品；擔保物*
collateral eligibility ---- 抵押品資格
Collateralised Bond Obligation (CBO) ---- 債券抵押證券
Collateralised Loan Obligation (CLO) ---- 貸款抵押證券
collateralised warrant ---- 有抵押權(quán)證
collective investment fund ---- 集體投資基金
collective investment scheme (CIS) ---- 集體投資計劃
Collector of Stamp Revenue ---- 印花稅署署長
co-manager ---- 聯(lián)席經(jīng)辦人
combination order ---- 綜合盤；組合盤
combined net tangible assets ---- 合并有形資產(chǎn)凈值
combo order ---- 綜合盤；組合盤
comfort letter ---- 聯(lián)系證明書；信心保證書；資料印證工作函
commercial paper ---- 商業(yè)票據(jù)
commission rebate ---- 傭金回扣；回傭
Commissioner of Insurance ---- 保險業(yè)監(jiān)理專員
Committee of Payment System(HKMA) ---- 支付系統(tǒng)小組委員會(金管局)
Committee on Unit Trusts(SFC) ---- 單位信托委員會(證監(jiān)會)
commodities dealer ---- 商品交易商
Commodities Trading Ordinance ---- 《商品交易條例》
Commodity Exchanges (Prohibition) Ordinance ---- 《商品交易所（禁止經(jīng)營）條例》
Commodity Futures Trading Commission (CFTC)(US) ---- 商品期貨交易委員會(美國)
Common Collateral Management System (CCMS) ---- 共同抵押品管理系統(tǒng)
common nominee ---- 共用代理人
"common nominee" share certificate ---- 「共用代理人」股票
Common Risk Management System ---- 共同風(fēng)險管理系統(tǒng)
communication status message line ---- 通訊線路現(xiàn)況顯示行
Companies (Amendment) Bill 2003 ---- 《2003年公司(修訂)條例草案》
Companies (Summary Financial Reports of Listed Companies) Regulation ---- 《公司(上市公司的財務(wù)摘要報告)規(guī)例》
Companies Registry ---- 公司注冊處
Company Bulletin Board(UK) ---- 公司交易板(英國)
Compensation Committee ---- 賠償委員會
Compensation Fund Reserve Account ---- 賠償基金儲備賬
compliance officer(GEM) ---- 法規(guī)主任(創(chuàng)業(yè)板)
composite order ---- 綜合盤；組合盤
composite risk ---- 綜合風(fēng)險
composite table ---- 綜合表
composite trades ---- 綜合買賣
Comptroller of the Currency(US) ---- 美元總會計長(美國)
compulsory buy-in ---- 強制補購
Compulsory Stock Borrowing and Lending Service in CCASS ---- 中央結(jié)算系統(tǒng)強制證券借貸服務(wù)
Computershare Hong Kong Investor Services Limited (CHIS) ---- 香港中央證券登記有限公司
concentrated position ---- 集中持倉量
concentration risk ---- 集中風(fēng)險
concentration risk adjustment ---- 集中風(fēng)險調(diào)整
concept stock ---- 概念股
conditional agreement ---- 有條件協(xié)議
conditional cash offer ---- 有條件現(xiàn)金收購；有條件現(xiàn)金要約
Conference of Central Securities Depositories (CCSD) ---- 中央證券存管處國際會議
Conflict Committee ---- 利益沖突事宜委員會
connected person ---- 關(guān)連人士
connected transaction ---- 關(guān)連交易
consideration ---- 代價；約價*
consideration issue ---- 代價發(fā)行
consideration share ---- 代價股份
consolidated financial statement ---- 綜合財務(wù)報表
consolidation ---- 合并；整合
constitution ---- 組織章程
construction-in-progress ---- 在建工程
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules ---- ---- 《建議就認可海外規(guī)則修訂〈證券及期貨(穩(wěn)定價格)規(guī)則〉諮詢總結(jié)》
Consultation Conclusions on Proposals to Enhance the Regulation of Listing ---- 《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers ---- 《有關(guān)對保薦人及獨立財務(wù)顧監(jiān)管的諮詢總結(jié)》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market ---- ---- 《有關(guān)無紙化證券市場的建議運作模式的諮詢文件》
Consultation Paper on Proposals for a Scripless Securities Market ---- ---- 《關(guān)于建立無紙化證券市場的建議的諮詢文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing ---- ---- 《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures ---- 《為便利股份或債權(quán)證要約而就《公司條例》提出的修訂建議諮詢文件》
Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges ---- ---- 《與證券服務(wù)有關(guān)的收費及費用的良好披露指引草擬本諮詢文件》
Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action On Behalf of a Company ---- ---- 《有關(guān)賦權(quán)證券及期貨事務(wù)監(jiān)察委員會代表公司提出衍生訴訟的建議諮詢文件》
Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel ---- ---- 《有關(guān)建議加強監(jiān)督核數(shù)師的公眾利益活動及成立財務(wù)匯報檢討委員會的諮詢文件》
Consultation Paper on the Regulation of On-Line Trading of Securities and Futures ---- 《有關(guān)監(jiān)管證券及期貨的網(wǎng)上交易諮詢文件》
Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers ---- ---- 《有關(guān)對保薦人及獨立財務(wù)顧問監(jiān)管的諮詢文件》
Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest ---- 《關(guān)于處理分析員利益沖突的監(jiān)管架構(gòu)的諮詢文件》
contested takeover ---- 爭奪式收購
contingent liabilities ---- 或然負債
contingent order(LSE) ---- 附帶執(zhí)行買賣盤(倫敦交易所)
contingent premium ---- 或有保費
continuing connected transaction ---- 持續(xù)關(guān)連交易
continuing obligation ---- 持續(xù)責(zé)任
continuing operation ---- 持續(xù)經(jīng)營之業(yè)務(wù)
continuous auction ---- 連續(xù)競價
continuous net settlement (CNS) ---- 持續(xù)凈額交收
Continuous Professional Training (CPT) ---- 持續(xù)專業(yè)培訓(xùn)課程
contra broker ---- 對手經(jīng)紀
contract multiplier ---- 合約乘數(shù)
contract note ---- 成交單；成交單據(jù)；買賣單據(jù)
contract size ---- 合約股數(shù)
contract specifications ---- 合約規(guī)格
contract unit ---- 合約單位
contracted price ---- 立約成價
contractual mutual fund ---- 合約互惠基金
contrarian ---- 逆向投資者
contribution ---- 供款
control account ---- 統(tǒng)制賬戶
controller workstation ---- 中央控制工作站
controlling interest ---- 控股權(quán)益
controlling shareholder ---- 控股股東；控權(quán)股東
conversion(options) ---- 變換交易(期權(quán))
conversion ratio ---- 換股比率
convertible bond ---- 可轉(zhuǎn)換債券；可換股債券
convertible note ---- 可轉(zhuǎn)換票據(jù)；可換股票據(jù)
convertible redeemable note ---- 可轉(zhuǎn)換可贖回票據(jù)；可換股可贖回票據(jù)
convertible securities ---- 可轉(zhuǎn)換證券；可換股證券
Co-ordinating Committee on Market Structure Reform ---- 市場架構(gòu)改革統(tǒng)籌委員會
core earnings ---- 核心盈利
cornering ---- 挾倉
corporate accounting ---- 集團會計
corporate actions service fee ---- 代履行權(quán)責(zé)服務(wù)費
corporate communication ---- 公司通訊
Corporate Exchange Participant ---- 公司交易所參與者
Corporate Finance Adviser Code of Conduct (SFC) ---- ---- 《企業(yè)融資顧問操守準則》(證監(jiān)會)
Corporate Finance Association, The (CFA) ---- 企業(yè)融資協(xié)會
corporate governance ---- 企業(yè)管治；公司治理*
Corporate Governance Action Plan for 2003 ---- ---- 2003年企管行動綱領(lǐng)
Corporate Investor Account ---- 公司投資者戶口
Corporate Plan(SFC) ---- 機構(gòu)計劃書(證監(jiān)會)
corporate raider ---- 企業(yè)狙擊手
Corporate Substantial Shareholders Notification ---- 法團大股東具報書
co-sponsor ---- 副保薦人(創(chuàng)業(yè)板)；聯(lián)席保薦人
cost effectiveness ---- 成本效益
cost of carry ---- 持權(quán)成本(期權(quán))；持有成本
co-trustee ---- 聯(lián)合受托人
counter order ---- 還盤
counterparty ---- 交易對手；對手方
counterparty risk ---- 對手風(fēng)險
coupon; coupon rate ---- 票面息率；票面利率；券面利率
coupon-reset date ---- 調(diào)息日
cover(ie close out a short position = buy in) ---- 平倉
covered call(options) ---- 備兌認購期權(quán)
covered option ---- 備兌期權(quán)
covered short selling ---- 有擔保的賣空交易
covered warrant ---- 備兌權(quán)證
covered writing ---- 沽出備兌期權(quán)
credit ---- 信貸
credit control ---- 信貸管制
credit limit ---- 信貸額度*
credit rating ---- 信貸評級；信用評級
credit risk ---- 信貸風(fēng)險
credit squeeze ---- 信貸緊縮；收緊信貸
creditor ---- 債權(quán)人
creeper ---- 自由增購率
cross collateral ---- 跨市場抵押品
cross currency trade ---- 貨幣交叉盤買賣
cross listing ---- 相互上市
cross margining ---- 跨市場按金制度
cross-border listing ---- 跨境上市
crossed market ---- 對敲
crossed trade; cross trade; crossing ---- 交叉買賣；交叉盤買賣
crossing system ---- 交叉盤系統(tǒng)
crude oil futures ---- 原油期貨
cumulative advance ---- 累計墊款；累積墊款
currency basket ---- 一籃子貨幣
currency board system ---- 貨幣發(fā)行局制度；發(fā)鈔局制度
currency forward ---- 遠期貨幣合約
currency futures ---- 貨幣期貨
currency translation exposure ---- 外幣折算風(fēng)險
currency warrant ---- 貨幣權(quán)證
current account ---- 經(jīng)常賬；往來賬
custodian ---- 托管人；保管人
Custodian Participant(CCASS Participants) ---- 托管商參與者(中央結(jié)算系統(tǒng)參與者)
DvP ---- see delivery vs payment
DCASS ---- see Derivatives Clearing and Settlement System
DCI ---- see Direct Credit Instruction
DCP ---- see Direct Clearing Participant
DDF ---- see Digital Data Feed
DDI ---- see Direct Debit Instruction
DMT ---- see dual mode terminal
DNS ---- see Depository and Common Nominee System
DTB ---- see Deutsche Terminborse
DTC ---- see deposit-taking company
DTC(US) ---- see Depository Trust Company(US)
daily average funds netting efficiency ---- 款項凈額結(jié)算每日平均效率
daily average settlement efficiency ---- 每日平均交收效率
daily margin ---- 每日按金
daily margin call ---- 每日按金要求
Daily Movement Statement(clearing) ---- 股份轉(zhuǎn)移日結(jié)單(結(jié)算)
Daily Trading Activity and Open Positions Summary Report(futures) ---- 每日交易活動及持倉報告(期貨)
daily trading limit ---- 每日價格上限
dark fibre ---- 直駁光纖
data feed ---- 數(shù)據(jù)傳送專線
day order ---- 即日買賣盤；即日盤
day trade ---- 即日買賣；「即日鮮」；即日平倉交易
day-end marks ---- 收市差額繳款
de minimus (waiver) provision ---- 最低豁免規(guī)定
deal ticket ---- 買賣盤紙
dealer ---- 證券商；交易商
dealer's representative ---- 證券商代表
dealing director ---- 證券商董事
dealing partnership ---- 證券合伙商號
dealing practice ---- 買賣慣例
dealing room ---- 盤房
debenture ---- 債券；債權(quán)證
debit ---- 借額
debit balance ---- 借方結(jié)余
debt chain ---- 債務(wù)鏈
debt-for-equity swap ---- 債轉(zhuǎn)股
debt market ---- 債務(wù)市場
debt repayment ---- 債務(wù)償還
debt securities ---- 債務(wù)證券；債券
debt-to-equity ratio ---- 負債比率
debtor ---- 債務(wù)人
Declaration and Undertaking with regard to Directors ---- 《董事的聲明及承諾》
dedicated line ---- 專用線路
deemed VAT ---- 設(shè)定增值稅
deep-in-the-money option ---- 極價內(nèi)期權(quán)
deep-out-of-the-money option ---- 極價外期權(quán)
default ---- 失責(zé)；未能履行責(zé)任
default recovery contribution ---- 失責(zé)追收供款
defaulter ---- 失責(zé)人士
defective securities ---- 問題證券
defence document．nbsp---- 反收購文件
deferred share ---- 遞延股
deferred tax ---- 遞延稅項
deflation ---- 通貨緊縮；通縮
delayed data ---- 延時資訊；非即時數(shù)據(jù)
delineation of activities ---- 業(yè)務(wù)劃分
delisting ---- 除牌；退市；摘牌*
delivery ---- 交付
delivery vs payment (DvP) ---- 貨銀兩訖；貨銀同步交收；
貨銀對付方式交收
delta(options) ---- 對沖值(期權(quán))
delta hedge ---- delta 式對沖；無風(fēng)險對沖
delta neutral ---- delta 零值
dematerialisation of share certificate ---- 非實物化
demutualisation ---- 股份化；股份制；將會員制轉(zhuǎn)為股份制
denominated in (DM) ---- 以（馬克）計值；以（馬克）為計價貨幣；以（馬克）為單位
Deposit-Taking Companies Association, The ---- 存款公司公會
deposit-taking company (DTC) ---- 接受存款公司
Depository and Common Nominee System (DNS) ---- 存管處及共用代理人系統(tǒng)
depository nominee ---- 存管代理人
depository receipt ---- 預(yù)托證券
Depository Trust Company (DTC)(US) ---- 美國存管信托公司
depreciation ---- 折舊；貶值
deregulation ---- 放寬管制
deregulation of interest rates ---- 放寬利率管制
derivative action ---- 衍生訴訟
derivative warrant ---- 衍生權(quán)證
derivatives ---- 衍生產(chǎn)品；衍生工具
Derivatives Clearing and Settlement System(DCASS) ---- 衍生產(chǎn)品結(jié)算及交收系統(tǒng)
derivatives market ---- 衍生產(chǎn)品市場；衍生工具市場
Derivatives Market Consultative Panel ---- 衍生產(chǎn)品市場諮詢小組
designated bank ---- 指定銀行
Designated Compliance Officer ---- 專責(zé)監(jiān)察主任
designated deposit ---- 委托存款*
designated securities ---- 指定證券
Deutsche Bundesbank ---- 德意志聯(lián)邦銀行
Deutsche Terminborse (DTB) ---- 德國期貨及期權(quán)交易所
diagonal spread ---- 對角買賣
differential reporting ---- 權(quán)衡報告制度
Digital Data Feed (DDF) ---- 數(shù)碼資料傳送專線
digital information service ---- 數(shù)碼資訊服務(wù)
dilution ---- 攤��；稀釋*
Diploma Course in Advanced Securities Market Analysis ---- 證券市場分析文憑深造課程
Diploma Course in Derivatives and Risk Management ---- 衍生產(chǎn)品及風(fēng)險管理文憑課程
direct business; direct business transaction ---- 兩邊客交易；直接成交
direct clearing ---- 直接結(jié)算
Direct Clearing Participant (DCP) ---- 直接結(jié)算參與者
Direct Credit Instruction (DCI) ---- 直接存款/存賬指示
Direct Debit Instruction (DDI) ---- 直接扣款/扣賬指示
direct stock admission(CCASS) ---- 直接納入中央結(jié)算系統(tǒng)的新股
Director's / Chief Executive's Notifications ---- 董事/行政總裁具報書
directors' fee ---- 董事袍金
directors' remuneration ---- 董事酬金
directors' report ---- 董事會報告
Disciplinary Appeals Committee ---- 紀律上訴委員會
Disciplinary Casebook ---- 《紀律案例》
Disciplinary Committee ---- 紀律委員會
disciplinary power ---- 紀律處分權(quán)力
disciplinary procedures ---- 紀律程序
disclaimer ---- 免責(zé)聲明；否定聲明；無責(zé)任聲明
discloseable transaction ---- 須予披露的交易
disclosure ---- 披露；公開；披露事項；資料披露
disclosure-based ---- 以披露為本；以信息披露為重
disclosure of interests ---- 披露權(quán)益；公開權(quán)益
discontinued operations ---- 已終止經(jīng)營之業(yè)務(wù)
discount ---- 低水(期貨)；折讓；貼現(xiàn)
discount broker ---- 折讓經(jīng)紀；折扣經(jīng)紀；減傭經(jīng)紀；低收費經(jīng)紀
discount rate ---- 貼現(xiàn)率；扣減率
discount window ---- 貼現(xiàn)窗
discounted cash flow ---- 現(xiàn)金流量折現(xiàn) / 貼現(xiàn)法
discretionary account ---- 全權(quán)代客買賣賬戶；全權(quán)委托戶口
discretionary bonus payment ---- 酌情支付的花紅
discretionary manager ---- 全權(quán)管理人
discretionary order ---- 全權(quán)委托盤
discretionary power ---- 酌情權(quán)
discretionary trust ---- 全權(quán)信托
disinflation ---- 滯脹；反通貨膨脹
disinterested shareholder ---- 沒有利益關(guān)系的股東
disintermediation ---- 非中介化；排媒現(xiàn)象
dispersion(statistics) ---- 離差(統(tǒng)計)
disqualification order ---- 吊銷資格令
distant month; back month ---- 遠期月份
distributable profit ---- 可分派溢利
distribution ---- 分銷；分派
distribution in specie ---- 實物分派
dividend and debt securities interest collection service fee ---- 代收股息/債券利息服務(wù)費
dividend in specie ---- 以股代息
dividend warrant ---- 股息單
dividend yield ---- 股息率
document．tion risk ---- 文件風(fēng)險
domestic share(Mainland China) ---- 內(nèi)資股(中國內(nèi)地)
dormant company ---- 已停業(yè)公司；不活躍公司
Dow Jones Industrial Average ---- 道瓊斯工業(yè)平均指數(shù)
Dow Jones Industrial Average Futures and Options ---- 道瓊斯工業(yè)平均指數(shù)期貨及期權(quán)
download ---- 下載；收錄
downtick ---- 低于最佳賣盤價；低于最好沽盤價
dragon bond ---- 龍債券
dual filing ---- ---- 雙重存檔制度；雙重呈報規(guī)定
dual listing ---- 雙重上市；雙邊上市；相互上市
dual mode terminal (DMT) ---- 兩用畫面終端機
due diligence ---- 盡職審查；仔細審查；仔細審核
dynamic hedging ---- 動態(tài)對沖
E day ---- see exercise day
EAOSEF ---- see East Asian and Oceanian Stock Exchanges Federation
EAS price ---- see estimated average settlement price
EASDAQ ---- see European Association of Securities Dealers Automated Quotations
EBRD ---- see European Bank of Reconstruction and Development
ECN ---- see electronic communications network
EDGAR ---- see Electronic Data Gathering, Analysis and Retrieval(US)
EERI ---- see Effective Exchange Rate Index for the Hong Kong Dollar
EFIL ---- see Exchange Fund Investment Limited
EFN ---- see Exchange Fund Note
EGM ---- see extraordinary general meeting
EIPO ---- see Electronic Initial Public Offering service
eIRC ---- see Electronic Investor Resources Centre(SFC)
ELI ---- see Equity Linked Instrument
ELN ---- see equity linked note
EMSIS ---- see Electronic Mailing Stock Information Service
EMU ---- see European Economic and Monetary Union
EPI ---- see Electronic Payment Instruction
EPS ---- see earnings per share
early buy-in ---- 提早補購
early warning system ---- 預(yù)警系統(tǒng)
earnings per share (EPS) ---- 每股盈利
East Asian and Oceanian Stock Exchanges Federation (EAOSEF) ---- 東亞及大洋洲證券交易所聯(lián)會
Economic Development and Labour Bureau ---- 經(jīng)濟發(fā)展及勞工局
Effective Exchange Rate Index for the Hong Kong Dollar (EERI) ---- 港匯指數(shù)；港元實際匯兌指數(shù)
e-FRRR system ---- 電子化財政資源規(guī)則報表系統(tǒng)
Electronic Application Instruction for New Issue Shares ---- 電子認購新股指示
electronic communications network (ECN) ---- 電子通訊網(wǎng)絡(luò)
Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US) ---- 「電子數(shù)據(jù)收集、分析及檢索」系統(tǒng)(美國)
Electronic Initial Public Offering service (EIPO) ---- 電子認購首次公開招股服務(wù)
Electronic Investor Resources Centre (eIRC)(SFC) ---- 網(wǎng)上投資者資源中心(證監(jiān)會)
Electronic Mailing Stock Information Service (EMSIS) ---- 電子傳遞證券資訊服務(wù)
electronic money settlement fee ---- 電子款項交收費
Electronic Money Settlement Services ---- 電子款項交收服務(wù)
Electronic Payment Instruction (EPI) ---- 電子收付款指示
electronic trading ---- 電子交易
eligible securities ---- 合資格證券
Eligible Supervisor ---- ---- 合資格主管
e-mail ---- 電子郵件；電子郵遞；電郵
E-mail and Group Paging Services ---- 經(jīng)紀電子郵遞及集體傳呼服務(wù)
emerging market ---- 新興市場
employee share(Mainland China) ---- 職工股(中國內(nèi)地)
employer trustee ---- 資方信托人
encumbrances ---- 產(chǎn)權(quán)負擔
end user ---- 最終用戶；最終使用者
End-of-day Trade Data File Transfer Service ---- 收市后資料傳送服務(wù)
enhanced access to AMS ---- 增強自動對盤系統(tǒng)的市場接觸力
enhanced digital datafeed ---- 提升數(shù)碼資料輸送專線
enhanced limit order ---- 增強限價盤
Enhanced Special Stock Trading Method ---- 改良特別股份交易方法
enlarged share capital ---- 經(jīng)擴大股本
Enquire Announcement Information(CCASS) ---- 查詢公布資料(中央結(jié)算系統(tǒng))
Enquire Reported Lost Certificate(CCASS) ---- 「查詢報失股票資料」功能(中央結(jié)算系統(tǒng))
Enquire Unmatched SI Reason(CCASS) ---- 查詢交收指示未獲配對原因(中央結(jié)算系統(tǒng))
Enterprise Information Database ---- 企業(yè)資訊資料庫
Entitlement Statement(CCASS) ---- 權(quán)益報表(中央結(jié)算系統(tǒng))
entitlement table ---- 權(quán)益列表
entry price ---- 入市價
equilibrium price ---- 均衡價格；平衡價格
equity base ---- 股本基數(shù)
equity capital; equity share capital ---- 權(quán)益股本
equity interest ---- 股東權(quán)益；股權(quán)
Equity Linked Instrument (ELI) ---- 股票掛鉤票據(jù)
equity linked note (ELN) ---- 與股票掛鉤票據(jù)；高息票據(jù)
equity method(accounting) ---- 權(quán)益法(會計)
equity option ---- 股票期權(quán)
equity securities ---- 股本證券
equity warrant ---- 股本權(quán)證
estimated average settlement price(EAS price) ---- 預(yù)計平均結(jié)算價
estimated capital value ---- 預(yù)計資本值
estimated useful life ---- 估計使用年期
e-Submission system ---- 電子呈交系統(tǒng)
Ethics in Practice - A Practical Guide for Financial Practitioners ---- 《財經(jīng)有道 - - - 證券、期貨及投資界專業(yè)道德實務(wù)指引》
euro / Euro ---- 歐羅；歐元
Eurobond ---- 歐洲債券；歐洲貨幣債券
Euroclear ---- 歐洲結(jié)算系統(tǒng)
Euroclear Bank ---- 歐洲結(jié)算銀行
Euro-convertible guaranteed bond ---- 歐洲可換股擔保債券
European Association of Securities Dealers Automated Quotations (EASDAQ) ---- 歐洲證券交易商協(xié)會自動報價系統(tǒng)
European Bank of Reconstruction and Development (EBRD) (ie World Bank) ---- 歐洲復(fù)興及開發(fā)銀行（即 世界銀行）
European Economic and Monetary Union (EMU) ---- 歐洲經(jīng)濟及貨幣聯(lián)盟
European Parliament ---- 歐洲議會
European style option ---- 歐式期權(quán)
Euroyen Tibor Futures ---- 歐洲日圓東京銀行同業(yè)拆息期貨
ex unadjusted close ---- 除凈日未經(jīng)調(diào)整之收市價
exceptional item ---- 特殊項目
exchange control ---- 外匯管制
Exchange Fund Bill ---- 外匯基金票據(jù)
Exchange Fund Investment Limited (EFIL) ---- 外匯基金投資有限公司
Exchange Fund Note (EFN) ---- 外匯基金債券
Exchange Fund Ordinance ---- 《外匯基金條例》
Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited) ---- 《證券上市規(guī)則》（《香港聯(lián)合交易所有限公司證券上市規(guī)則》）
exchange loss ---- 匯兌損失
exchange of information ---- 信息交流
Exchange Participant ---- 交易所參與者
Exchange Participant Certificate ---- 交易所參與者證明書
Exchange Participants' Market Shares Report ---- 《交易所參與者市場占有率報告》
exchange quota ---- 匯兌限額
exchange surrender system ---- 銀行結(jié)匯體系
Exchange Traded Fund ---- 交易所買賣基金；「組合股」
exchange traded option ---- 交易所買賣之期權(quán)；場內(nèi)買賣期權(quán)
exchange traded product ---- 場內(nèi)交易產(chǎn)品
Exchanges and Clearing Houses (Merger) Ordinance ---- 《交易所及結(jié)算所（合并）條例》
Exchanges (Special Levy) Ordinance ---- 《交易所（特別征費）條例》
ex-date ---- 除凈日
ex-dividend basis ---- 除息基準
execution facilities ---- 交易設(shè)施
Executive Committee ---- 常務(wù)委員會
executive director ---- 執(zhí)行董事
Exempt Fund Manager ---- 豁免基金經(jīng)理
exempt listing status ---- 豁免上市地位
Exempt Principal Trader ---- 豁免自營買賣商
exempt trader ---- 豁免交易商
exercise ---- 行使
exercise day (E day) ---- 行使日
exercise period ---- 行使期；行使時限
exercise price ---- 行使價
exercise price interval ---- 行使價間距
exercise style ---- 行使方式
exit price ---- 平倉價
exotic warrant ---- ---- 非標準型認股證；特種認股證
exotic warrant information(Teletext) ---- 特種備兌證資訊(大利市)
expedited registration service ---- 特快過戶登記服務(wù)
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure ---- 檢討證券及期貨市場規(guī)管架構(gòu)運作專家小組
expiration date ---- 到期日
expiry date ---- 到期日
expiry month ---- 到期月份
explanatory memorandum ---- 注釋備忘錄
explanatory statement ---- 說明函件
exponentially-weighted moving average ---- 指數(shù)加權(quán)移動平均方法
exposure draft ---- 征求意見稿
exposure management ---- 風(fēng)險管理
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report ---- ---- 《企業(yè)管治常規(guī)守則及企業(yè)管治報告征求意見草擬本》
ex-rights ---- 除權(quán)
external auditor ---- 外聘核數(shù)師；外部核數(shù)師
extraordinary general meeting (EGM) ---- 股東特別大會
extraordinary item ---- 非經(jīng)常項目
extreme move covered fraction ---- 極端波動覆蓋分數(shù)
extreme move multiplier ---- 極端波動乘數(shù)
Fannie Mae ---- see Federal National Mortgage Association
FATF ---- see Financial Action Task Force
FIFO ---- see First in, first out
FOK ---- see Fill-or-Kill
FOMC ---- see Federal Open Market Committee
FRCD ---- see floating rate certificate of deposit
FRN ---- see floating rate note
FRR ---- see Financial Resources Rules
FSA ---- see Financial Services Authority(UK)
face value ---- 面值
Fact Book ---- 《股市資料》
Fact Sheet ---- 《股市資料》
fair market value ---- 公平市值
false market ---- 虛假市場；假市
Far East Exchange, The ---- 遠東交易所
fast market ---- 速動市場
fault tolerance ---- 錯誤包容；故障包容
favourable variance; favourable difference ---- 順差
feasibility study ---- 可行性研究
Fed wire / Fedwire / FedWire ---- 聯(lián)邦結(jié)算系統(tǒng)
Federal funds ---- 聯(lián)邦基金
Federal funds rate ---- 聯(lián)邦基金利率
Federal National Mortgage Association (Fannie Mae) ---- 美國聯(lián)邦國家房屋貸款協(xié)會（房利美）
Federal Open Market Committee (FOMC) ---- 美國聯(lián)邦公開市場委員會
Federal Reserve System ---- 聯(lián)邦儲備系統(tǒng)
Federation of Shares Registrars Limited ---- 證券登記公司總會有限公司
fellow subsidiary ---- 同系附屬公司；同集團附屬公司
Fidelity Fund ---- 互�；�
fiduciary ---- 受信人；受托人
fiduciary duty ---- 誠信責(zé)任；受信責(zé)任
file backup-restore macro ---- 后備資料復(fù)原軟件
file transfer ---- 檔案轉(zhuǎn)換；資料傳送
file transfer protocol ---- 檔案傳送協(xié)定
Fill-or-Kill (FOK) ---- 全額或取消；全數(shù)執(zhí)行或立刻取消；全數(shù)配對否則取消
Final Clearing Statement(CCASS) ---- 最后結(jié)算表(中央結(jié)算系統(tǒng))
final review hearing ---- 最后復(fù)核聆訊
Final Settlement Price ---- 最后結(jié)算價
Final Settlement Run ---- 最后一輪交收處理程序
Finance Bureau ---- 庫務(wù)局
finance lease commitment ---- 融資租賃承擔
financial accommodation ---- 財務(wù)通融
Financial Action Task Force (FATF) ---- 金融行動專責(zé)委員會
financial adviser ---- 財務(wù)顧問
financial bond ---- ---- 金融債*
financial conglomerate ---- 財資企業(yè)集團
Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA) ---- 《本地注冊認可機構(gòu)披露財務(wù)資料》(金管局)
financial exposure ---- 財務(wù)風(fēng)險
financial futures ---- 金融期貨
financial institution ---- 金融機構(gòu)
financial instrument ---- 金融工具
financial integrity ---- 財政健全
financial intermediary ---- 金融中介機構(gòu)/團體
financial intermediation ---- 金融中介現(xiàn)象
financial lease ---- 財務(wù)租賃；金融租賃*
financial market ---- 金融市場
Financial Market Development Task Force, The ---- 財經(jīng)市場發(fā)展專責(zé)小組
financial regulation ---- 財務(wù)監(jiān)管
financial reporting ---- 財務(wù)申報
Financial Resources Rules (FRR) ---- 《財政資源規(guī)則》
financial results ---- 財務(wù)業(yè)績
financial risk ---- 財務(wù)風(fēng)險
Financial Secretary ---- 財政司司長
Financial Services Act(UK) ---- 《金融服務(wù)法令》(英國)
Financial Services Authority (FSA)(UK) ---- 英國金融業(yè)管理局
Financial Services and the Treasury Bureau ---- 財經(jīng)事務(wù)及庫務(wù)局
financial shareholder ---- 財政股東
Financial Supervisory Commission(Taiwan) ---- 金融監(jiān)督管理委員會（金管會）(臺灣)
financial year ---- 財政年度
financier ---- 融資人
FinNet ---- 金融服務(wù)網(wǎng)絡(luò)
firm bid and ask quotations ---- 作實買賣價
firm commitment(underwriting) ---- 堅定承諾(包銷)
firm order ---- 公司盤
firm order ---- 實盤
firm position ---- 公司倉；行倉
first in, first out (FIFO) ---- 先進先出
First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters ---- 上市事宜諒解備忘錄補篇(附件一)
Fit and Proper Criteria, The(SFC) ---- 《適當人選的準則》(證監(jiān)會)
fixed-rate mortgage ---- 定息按揭
floating rate certificate of deposit (FRCD) ---- 浮息存款證
floating rate note (FRN) ---- 浮息票據(jù)
floor trader ---- 出市代表；出市員
flotation ---- 掛牌買賣；上市
force majeure ---- 不可抗力
forced buy-in ---- 強制補購
forced liquidation ---- 斬倉
foreign exchange exposure ---- 外匯風(fēng)險
foreign share(Mainland China) ---- 外資股(中國內(nèi)地)
forex option ---- 外匯期權(quán)
forex swap ---- 外匯掉期
Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float ---- 買賣因公眾持股量不足而停牌證券的申報表
forward entitlement ---- 遠期權(quán)利
frame relay trading network ---- 幀中繼交易網(wǎng)；訊框傳送交易網(wǎng)絡(luò)
free convertibility ---- 自由兌換
free float ---- 公眾持股量
Free Text Area(Teletext) ---- 新聞欄(大利市機股份頁)
fringe market ---- 外圍市場
front running ---- 行頭盤；扒頭交易
front-end load ---- 首次認購費
front-month ---- 即月
front-office system ---- 辦公室前線系統(tǒng)
FTSE ---- 富時指數(shù)有限公司 (原金融時報指數(shù))
FTSE/Hang Seng Asian sector Indexes ---- 恒生/富時亞洲分類指數(shù)
FTSE/Hang Seng Asiatop Index ---- 恒生/富時亞洲大企業(yè)指數(shù)
FTSE/Hang Seng Indexes ---- 恒生/富時指數(shù)系列
FTSE/Xinhua China 25 Index ---- 新華富時中國25指數(shù)
full disclosure ---- 全面披露
fully diluted earnings per share ---- 全面攤薄每股盈利
fully paid-up capital ---- 繳足股本
fund accounting approach ---- 資金會計法
fund balancing ---- 資金平衡
fund flow ---- 資金流向
fund manager ---- 基金經(jīng)理
Fund Manager Code of Conduct(SFC) ---- 《基金經(jīng)理操守準則》(證監(jiān)會)
fund statement ---- 資金表
fund unit holder ---- ---- 基金份額持有人*
fund utilisation ---- 資金運用
Futures Compensation Fund ---- 期貨賠償基金
Futures Compensation Fund Committee(SFC) ---- 期貨賠償基金委員會(證監(jiān)會)
GAAP ---- see Generally Accepted Accounting Principles
GATT ---- see General Agreement on Tariffs and Trade
GCP ---- see General Clearing Participant
GDP ---- see gross domestic product
GDR ---- see global depository receipt
GEI ---- see Growth Enterprise Index
GEM ---- see Growth Enterprise Market
GNP ---- see gross national product
GTC ---- see good-till-cancelled order
GTD ---- see good-till-date order
GTSM ---- see GreTai Securities Market(Taiwan)
gateway(computer) ---- 聯(lián)系設(shè)施；網(wǎng)間連接器(電腦)
gearing ratio ---- 杠桿比率；資本負債比率
GEM Investor Guide ---- 《創(chuàng)業(yè)板投資者指南》
GEM Listing Committee ---- 創(chuàng)業(yè)板上市委員會
GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) ---- 《創(chuàng)業(yè)板上市規(guī)則》（《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》）
General Advisory and Support Working Team ---- 一般諮詢及支援工作小組
General Agreement on Tariffs and Trade (GATT) ---- 關(guān)稅及貿(mào)易總協(xié)定（關(guān)貿(mào)總協(xié)定）
General Clearing Participant (GCP) ---- 全面結(jié)算參與者
general ledger ---- 總賬
general mandate ---- 一般性授權(quán)
general offer ---- 全面收購建議
General Rules of CCASS ---- 《中央結(jié)算系統(tǒng)一般規(guī)則》
Generally Accepted Accounting Principles (GAAP) ---- 《公認會計原則》
gilt-edged securities ---- 金邊證券
give-up(options) ---- 過戶(期權(quán))
global bond ---- 環(huán)球債券
global depository receipt (GDR) ---- 環(huán)球預(yù)托證券
Global Equity Market ---- 環(huán)球股本證券市場
Globex ---- 全球期貨交易系統(tǒng)
going concern(accounting) ---- 持續(xù)經(jīng)營(會計)
good for delivery ---- 合格交付
good-for-day order ---- 即日有效買賣盤
good-till-cancelled order (GTC) ---- 取消前有效買賣盤；無時限盤
good-till-date order (GTD) ---- 到期前有效買賣盤
goods-in-transit ---- 付運中貨品
goodwill ---- 商譽
governing law ---- 管制法例
government bond ---- ---- 政府債券；國債*
grace period ---- 寬限期
greenshoe(underwriting) ---- 增售條款(包銷)
GreTai Securities Market (GTSM)(Taiwan) ---- 中華民國證券柜臺買賣中心(臺灣)
gross domestic product (GDP) ---- 本地生產(chǎn)總值；國內(nèi)生產(chǎn)總值
gross margining ---- 總額按金計算
gross national product (GNP) ---- 國民生產(chǎn)總值
Growth Enterprise Index (GEI) ---- ---- 創(chuàng)業(yè)板指數(shù)
Growth Enterprise Market (GEM) ---- 創(chuàng)業(yè)板
Guarantee Fund ---- 保證基金
Guarantee Scheme ---- 擔保計劃
guarantee transaction ---- 擔保交易
guaranteed unit trust ---- 保本信托基金
guarantor ---- 擔保人；保證人
Guidance Note ---- 指引摘要
Guidance Note Continuous Professional Training ---- 《持牌人進行持續(xù)培訓(xùn)的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) ---- 《適用于在互聯(lián)網(wǎng)上宣傳或銷售集體投資計劃的人士的指引》《集體投資計劃互聯(lián)網(wǎng)指引》
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC) ---- 《有關(guān)申報賣空活動及備存證券借出紀錄規(guī)定的指引》(證監(jiān)會)
Guidance Note on Competence ---- 《持牌人勝任能力的指引》
Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC) ---- 《關(guān)于律師及會計師提供附帶投資意見的指引》(證監(jiān)會)
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC) ---- 《有關(guān)電子交易條例內(nèi)適用于成交單據(jù)的規(guī)定的指引》(證監(jiān)會)
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC) ---- 《持倉限額及大額未平倉合約的申報規(guī)定指引》(證監(jiān)會)
Guide for Directors of Listed Companies ---- 《上市公司董事指引》
Guide on disclosure of price-sensitive information ---- 《股價敏感資料披露指引》
Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA) ---- 《本地注冊認可機構(gòu)的企業(yè)管治指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA) ---- 《收款銀行在新股發(fā)行中扮演的角色指引》(金管局)
Guidelines for Electronic Public Offerings(SFC) ---- ---- 《電子公開發(fā)售指引》(證監(jiān)會)
Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC) ---- 《關(guān)于注冊人在首次公開發(fā)售中利用互聯(lián)網(wǎng)收集證券認購申請的指引》(證監(jiān)會)
Guidelines on Hedge Funds Reporting Requirements(SFC) ---- 《對沖基金匯報規(guī)定指引》(證監(jiān)會)
Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China) ---- 《境內(nèi)企業(yè)申請到香港創(chuàng)業(yè)板上市審批與監(jiān)管指引》(中國內(nèi)地)
Guidelines on Waivers of Certain Licensing Fees(SFC) ---- 《寬免繳付若干牌照費用的指引》(證監(jiān)會)
HIBOR ---- see Hong Kong Interbank Offered Rate
HKAOB ---- see Hong Kong Association of Online Brokers, The
HKATS ---- see Hong Kong Futures Automated Trading System
HKCC ---- see HKFE Clearing Corporation Limited
HKEx ---- see Hong Kong Exchanges and Clearing Limited
HKFE ---- see Hong Kong Futures Exchange Limited
HKICPA ---- see Hong Kong Institute of Certified Public Accountants
HKICS ---- see Hong Kong Institute of Company Secretaries, The
HKIFA ---- see Hong Kong Investment Funds Association
HKII ---- see Hong Kong Institute of Investors
HKIMR ---- see Hong Kong Institute for Monetary Research
HKMA ---- see Hong Kong Monetary Authority
HKSCC ---- see Hong Kong Securities Clearing Company Limited
HKSIR ---- see Hong Kong Standards on Investment Circular Reporting Engagements
HS100 ---- see Hang Seng 100
HSAI ---- see Hang Seng Asia Index
HSCCI ---- see Hang Seng China-Affiliated Corporations Index
HSCEI ---- see Hang Seng China Enterprises Index
HSCI ---- see Hang Seng Composite Index
HSHKCI ---- see Hang Seng Hong Kong Composite Index
HSHKLI ---- see Hang Seng HK LargeCap Index
HSHKMI ---- see Hang Seng HK MidCap Index
HSHKSI ---- see Hang Seng HK SmallCap Index
HSI ---- see Hang Seng Index
HSITI ---- see Hang Seng IT Index
HSITP ---- see Hang Seng IT Portfolio Index
HSLRI ---- see Hang Seng London Reference Index
HSMLCI ---- see Hang Seng Mainland Composite Index
HSMLFI ---- see Hang Seng Mainland Freefloat Index
haircut ---- 折扣；減省
Handbook on Disciplinary Proceedings ---- 《紀律處分程序手冊》
Hang Seng 100 (HS100) ---- 恒生100
Hang Seng Asia Index (HSAI) ---- 恒生亞洲指數(shù)
Hang Seng China-Affiliated CorporationsIndex (HSCCI) ---- 恒生香港中資企業(yè)指數(shù)（中資企業(yè)指數(shù)）
Hang Seng China Enterprises Index (HSCEI) ---- 恒生中國企業(yè)指數(shù)（恒生國企指數(shù)）
Hang Seng Composite Index (HSCI) ---- 恒生綜合指數(shù)
Hang Seng Freefloat 50 ---- 恒生流通50
Hang Seng Freefloat Composite Index (HSFCI) ---- 恒生流通綜合指數(shù)
Hang Seng Freefloat HK 25 ---- 恒生流通香港25
Hang Seng Freefloat Mainland 25 ---- 恒生流通中國內(nèi)地25
Hang Seng HK Freefloat Index (HSHKFI) ---- 恒生香港流通指數(shù)
Hang Seng HK LargeCap Index (HSHKLI) ---- 恒生香港大型股指數(shù)
Hang Seng HK MidCap Index (HSHKMI) ---- 恒生香港中型股指數(shù)
Hang Seng HK SmallCap Index (HSHKSI) ---- 恒生香港小型股指數(shù)
Hang Seng Hong Kong Composite Index(HSHKCI) ---- 恒生香港綜合指數(shù)
Hang Seng Index (HSI) ---- 恒生指數(shù)
Hang Seng Index Futures ---- 恒指期貨
Hang Seng Index Options ---- 恒指期權(quán)
Hang Seng IT Index (HSITI) ---- 恒生資訊科技指數(shù)
Hang Seng IT Portfolio Index (HSITP) ---- 恒生資訊科技組合指數(shù)
Hang Seng London Reference Index (HSLRI) ---- 恒生倫敦參考指數(shù)
Hang Seng Mainland Composite Index(HSMLCI) ---- 恒生中國內(nèi)地綜合指數(shù)
Hang Seng Mainland Freefloat Index(HSMLFI) ---- 恒生中國內(nèi)地流通指數(shù)
hard currency ---- 硬貨幣；價值穩(wěn)定的貨幣
hawking of securities ---- 兜售證券
heavy trading ---- 交投暢旺
hedge fund ---- 對沖基金
hedging ---- 對沖
hedging ratio ---- 對沖比率
Heritage Foundation, The(US) ---- 傳統(tǒng)基金會(美國)
HIBOR Futures Market Update ---- 《港元利率期貨市場通訊》
HIBOR Futures Strip ---- 港元利率期貨迭期
hidden-size order ---- 隱藏交易額買賣盤
high leveraged investment ---- 高杠桿效應(yīng)的投資
historical cost ---- 歷史成本
historical volatility ---- 歷史波幅
HKEx (China) Limited ---- 香港交易所(中國)有限公司
HKEx Information Services Limited ---- 香港交易所資訊服務(wù)有限公司
HKEx Share Information Board ---- 香港交易所股份資訊板
HKFE Clearing Corporation Limited (HKCC) ---- 香港期貨結(jié)算有限公司
HKSCC Nominees Limited ---- 香港中央結(jié)算（代理人）有限公司
hold matched SI ---- 暫緩執(zhí)行配對交收指示
Holder of Stock Exchange Trading Right ---- 聯(lián)交所交易權(quán)持有人
holding company ---- 控股公司；母公司
hong ---- 行
Hong Kong Association of Banks ---- 香港銀行公會
Hong Kong Association of Financial Advisors ---- 香港財務(wù)顧問學(xué)會
Hong Kong Association of Online Brokers,The (HKAOB) ---- 香港網(wǎng)上經(jīng)紀協(xié)會
Hong Kong Capital Markets Association ---- 香港資本市場公會
Hong Kong Chinese Enterprises Association ---- 香港中國企業(yè)協(xié)會
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication) ---- 《香港公司收購、合并及股份購回守則》(刊物)
Hong Kong Exchanges and Clearing Limited (HKEx) ---- 香港交易及結(jié)算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited Beijing Representative Office ---- 香港交易及結(jié)算所有限公司北京代表處
Hong Kong Financial Markets Association ---- 香港財資市場公會
Hong Kong Financial Markets Development Limited ---- 香港金融市場發(fā)展有限公司
Hong Kong Futures Automated Trading System (HKATS) ---- HKATS電子交易系統(tǒng)
Hong Kong Futures Exchange Limited (HKFE) ---- 香港期貨交易所有限公司（期交所）
Hong Kong General Chamber of Commerce, The ---- 香港總商會
Hong Kong Institute for Monetary Research (HKIMR) ---- 香港金融研究中心
Hong Kong Institute of Certified Public Accountants (HKICPA) ---- 香港會計師公會
Hong Kong Institute of Company Secretaries, The (HKICS) ---- 香港公司秘書公會
Hong Kong Institute of Directors, The ---- 香港董事學(xué)會
Hong Kong Institute of Financial Analysts and Professional Commentators, The ---- ---- 香港專業(yè)財經(jīng)分析及評論家協(xié)會
Hong Kong Institute of Investment Analysts ---- 香港投資分析員公會
Hong Kong Institute of Investors (HKII) ---- 香港投資者學(xué)會
Hong Kong Interbank Clearing Limited ---- 香港銀行同業(yè)結(jié)算有限公司
Hong Kong Interbank Offered Rate (HIBOR) ---- 香港銀行同業(yè)拆息；港元同業(yè)拆息
Hong Kong International Arbitration Centre ---- 香港國際仲裁中心
Hong Kong Investment Funds Association (HKIFA) ---- 香港投資基金公會
Hong Kong Management Association ---- 香港管理專業(yè)協(xié)會
Hong Kong Monetary Authority (HKMA) ---- 香港金融管理局（金管局）
Hong Kong Mortgage Corporation Limited, The ---- 香港按揭證券有限公司
Hong Kong Securities Clearing Company Limited (HKSCC) ---- 香港中央結(jié)算有限公司（香港結(jié)算）
Hong Kong Securities Industry, The(publication) ---- 《香港證券業(yè)參考手冊》(刊物)
Hong Kong Securities Institute ---- 香港證券專業(yè)學(xué)會
Hong Kong Securities Market Archives and Artifacts Collection Campaign ---- 香港證券市場文獻及文物征集計劃
Hong Kong Securities Professionals Alumni Association ---- 香港證券業(yè)同學(xué)會
Hong Kong Securities Professionals Association ---- 香港證券學(xué)會
Hong Kong Securities Training Sponsorship Foundation ---- 香港證券培訓(xùn)贊助基金
Hong Kong Society of Financial Analysts ---- ---- 香港財經(jīng)分析師學(xué)會
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) ---- 香港投資通函呈報準則
Hong Kong Stock Exchange, The ---- 香港經(jīng)紀商會（1914年）；
香港證券交易所（1947年）
Hong Kong Stockbrokers Association ---- 香港證券經(jīng)紀業(yè)協(xié)會
Hong Kong Stockbrokers' Association (1921) ---- 香港股份商會（1921年）
Hong Kong Venture Capital Association ---- 香港創(chuàng)業(yè)投資協(xié)會
horizontal spread ---- 跨期買賣
house account ---- 公司戶口
house position ---- 公司倉
How to Create Clear Announcements(publication)(SFC) ---- 《如何撰寫清楚易明的公布》(刊物)(證監(jiān)會)
H-shares Index Futures ---- ---- H股指數(shù)期貨
H-shares Index Options ---- H股指數(shù)期權(quán)
HSI International Limited ---- 恒指國際有限公司
HSI Services Limited ---- 恒指服務(wù)有限公司
hyperlink ---- 超連結(jié)
IAS ---- see International Accounting Standards
IASC ---- see International Accounting Standards Committee
ICA England & Wales ---- see Institute of Chartered Accountants in England and Wales
ICPA ---- see Institute of Certified Public Accountants(US)
IEP ---- see Indicative Equilibrium Price
IEV ---- see Indicative Equilibrium Volume
IFC ---- see International Finance Corporation
iIPO ---- see Internet Initial Public Offering service
IMF ---- see International Monetary Fund
IMRO ---- see Investment Management Regulatory Organisation
IOC ---- see Immediate-or-Cancel
IoD ---- see Institute of Directors(UK)
IOMA ---- see International Options Markets Association
IOSCO ---- see International Organisation of Securities Commissions
IP ---- see Investor Participant
IPMA ---- see International Primary Markets Association
IPO ---- see initial public offering
ISD ---- see Investment Services Directive(European Union)
ISDA ---- see International Swaps and Derivatives Association
ISFO ---- see International Stock Futures and Options
ISIN ---- see International Securities Identification Numbers
ISMA ---- see International Securities Markets Association
ISO ---- see International Organisation for Standardisation
ISSA ---- see International Securities Services Association
IVRS ---- see Interactive Voice Response System
Ian Hay Davison Report (ie Report of the Securities Review Committee) ---- 戴維森報告書（即 證券業(yè)檢討委員會報告書）
illiquidity ---- 流通性不足；流動性不足
Immediate-or-Cancel (IOC) ---- 即時或取消
immobilisation of share certificate ---- 股票非流動化
implied volatility ---- 引伸波幅
inactive order ---- ---- 不動盤
income approach ---- 收益法
indebtedness ---- 債務(wù)
indebtedness date ---- 負債日
indebtedness statement ---- 債務(wù)報表
independent adviser ---- 獨立顧問
independent financial adviser ---- 獨立財務(wù)顧問
Independent Investigation Board ---- ---- 獨立調(diào)查局
independent non-executive director ---- 獨立非執(zhí)行董事
index arbitrage ---- 指數(shù)套戥
index basket order ---- 一籃子指數(shù)買賣盤
index bond ---- 指數(shù)債券
index call warrant ---- 指數(shù)認購權(quán)證
index depository receipt / index share ---- 指數(shù)預(yù)托證券
index futures ---- 指數(shù)期貨
Index of Economic Freedom ---- 經(jīng)濟自由指數(shù)
index participation unit ---- 指數(shù)參與單位
index swap ---- 指數(shù)掉期
index warrant ---- 指數(shù)權(quán)證
index-linked product ---- 與指數(shù)掛鉤的金融產(chǎn)品
indicated issue price ---- 參考發(fā)行價
Indicative Equilibrium Price (IEP) ---- 參考平衡價格
Indicative Equilibrium Volume (IEV) ---- 參考平衡成交量
indicative price ---- 指示價格
indicative terms sheet(warrants) ---- 發(fā)行資料摘要(權(quán)證)
individual client ---- 個人客戶
Individual Exchange Participant ---- 個人交易所參與者
Individual Investor Account ---- 個人投資者戶口
individual rating(banking) ---- 自主評級(銀行)
Individual Substantial Shareholders Notification ---- 個人大股東具報書
industry scheme ---- 行業(yè)基金
inflation indexed monetary policy ---- 通脹指標貨幣政策
information dissemination ---- 資訊發(fā)放；資訊發(fā)布
information memorandum ---- 資料備忘錄
information service ---- 資訊服務(wù)
information vendor ---- 資訊供應(yīng)商
infrastructure project ---- 基建工程；基建項目
initial listing fee ---- 首次上市費
initial margin(futures) ---- 基本按金(期貨)
initial public offering (IPO) ---- 首次公開招股；初次公開招股
Initial Public Offerings Progress Report ---- 首次公開招股之進度報告
initial subscription price ---- 初步認購價
Inland Revenue Ordinance ---- 《稅務(wù)條例》
inner reserve ---- 內(nèi)部儲備
Innovation and Technology Fund ---- 創(chuàng)新及科技基金
input VAT ---- 進項增值稅
insider dealer ---- 內(nèi)幕交易者
insider dealing ---- 內(nèi)幕交易
Insider Dealing Tribunal ---- 內(nèi)幕交易審裁處
insolvency ---- 無力償債；無償債能力；資不抵債
insolvency risk ---- 償債能力風(fēng)險
inspection visit ---- 查訪
Institute of Certified Public Accountants (ICPA)(US) ---- 執(zhí)業(yè)會計師公會(美國)
Institute of Chartered Accountants in England and Wales (ICA England & Wales) ---- 英格蘭及威爾斯特許會計師公會
Institute of Chartered Financial Analysts ---- 特許財務(wù)分析員公會
Institute of Directors (IoD)(UK) ---- 公司董事學(xué)會(英國)
Institute of Financial Planners of Hong Kong, The ---- ---- 香港財務(wù)策劃師學(xué)會
Institute of Securities Dealers ---- 證券商協(xié)會
institutional advancement ---- 結(jié)構(gòu)改進
institutional client ---- 機構(gòu)客戶
institutional investor ---- 機構(gòu)投資者
institutional risk ---- 機構(gòu)風(fēng)險
instrument of transfer ---- 過戶文件
intangible asset ---- 無形資產(chǎn)
integrated trading and clearing system ---- 交易及結(jié)算綜合系統(tǒng)
Interactive Voice Response System (IVRS) ---- 互動語音電話系統(tǒng)
interbank market ---- 銀行同業(yè)拆借市場
interest collar; interest rate collar ---- 利率銜接
interest cover; interest coverage ---- 盈利對利息倍數(shù)
interest-rate ceiling ---- 利率上限
interest-rate futures ---- 利率期貨
interest rate subsidy(Mainland China) ---- 利息補貼(中國內(nèi)地)
interest-rate swap ---- 利率掉期；利率調(diào)期*
Interest Rate Swap Futures ---- ---- 利率掉期期貨
interfacing ---- 界面聯(lián)系
interim report ---- 中期報告
Inter-Market Coordination Committee ---- 跨市場協(xié)調(diào)委員會
intermediary ---- 中介機構(gòu)；中介團體
intermediate holding company ---- 中介控股公司
intermediation ---- 中介現(xiàn)象
internal audit ---- 內(nèi)部稽核
internal auditor ---- 內(nèi)部核數(shù)師
internal censure ---- 內(nèi)部譴責(zé)
internal control ---- 內(nèi)部監(jiān)控
Internal Control Regulations ---- 《內(nèi)部監(jiān)控規(guī)例》
International Accounting Standards (IAS) ---- 國際會計準則
International Accounting Standards Committee (IASC) ---- 國際會計準則委員會
International Committee on the Listing of New Enterprises ---- 新企業(yè)上市國際委員會
International Finance Corporation (IFC) ---- 國際金融公司
International Financial Action Task Force ---- 國際金融行動專責(zé)小組
International Monetary Fund (IMF) ---- 國際貨幣基金
International Options Markets Association (IOMA) ---- 國際期權(quán)市場協(xié)會
International Organisation for Standardisation (ISO) ---- 國際標準化組織
International Organisation of Securities Commissions (IOSCO) ---- 國際證券事務(wù)監(jiān)察委員會組織（國際證監(jiān)會組織）
International Primary Markets Association (IPMA) ---- 國際集資市場協(xié)會
International Securities Identification Numbers (ISIN) ---- 國際證券號碼
International Securities Markets Association (ISMA) ---- 國際證券市場協(xié)會
International Securities Numbering System ---- 國際證券號碼編制系統(tǒng)
International Securities Services Association (ISSA) ---- 國際證券服務(wù)業(yè)聯(lián)會
International Stock Futures and Options(ISFO) ---- 國際股票期貨及期權(quán)
International Swaps and Derivatives Association (ISDA) ---- 國際掉期業(yè)務(wù)及衍生投資工具協(xié)會
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